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Montgomery
Brothers, Cappiello, LLC
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MISSION
STATEMENT
Montgomery Brothers,
Cappiello, LLC is committed to offering personalized investment advice
and superior service for a limited number of clients. |
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THE
FIRM
Montgomery Brothers, Cappiello, LLC is pleased to announce the joint
venture between Montgomery Brothers and Frank A. Cappiello &
Associates. Montgomery Brothers, Cappiello, LLC (MBC) offers
discretionary portfolio management for individuals and small to midsize
institutional investors seeking private investment counsel. MBC manages
each
portfolio in conjunction with the client’s objectives and risk
tolerance. Montgomery Brothers, Cappiello forms a partnership with each
client based on trust and mutuality of interests. We employ strict
investment strategies and disciplines, and do not allow short term
trends to affect our investment style. |
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THE
PROCESS
MBC strives to be tax efficient in its management of our clients’
assets. We coordinate portfolios of clients who have entrusted both
taxable and tax deferred portfolios to our management.
MBC is primarily interested in the long-term investment outlook. We
examine demographic, political and socioeconomic trends in order to
develop investment strategies for our clients. Our experience, and most
research, indicates that the financial markets do a better job of
forecasting the economy than economics does in forecasting the
financial markets. Most successful investors have taken a long-term and
fundamental approach to investing. Therefore, we spend more of our time
examining investments than we do trying to forecast the economy or
predict the financial markets. |
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THE PEOPLE
Frank A. Cappiello Chairman
Frank A. Cappiello is one of the country's leading financial analysts.
He is an expert on the national economy and a recognized authority on
investments. His background in economics is extensive. For more than 12
years, he was chief investment officer for an insurance holding company
with overall responsibility for managing assets of $800 million. Prior
to that, he was research director of a major stock brokerage firm. Mr.
Cappiello most recently served as president of the investment
counseling firm of McCullough, Andrews & Cappiello, Inc. which
provided asset management to individual and institutional investors.
Frank was President as well as a major shareholder. He is best known
for his regular panelist appearances on the award winning television
program "Wall $treet Week With Louis Rukeyser", where he became a
member of its Hall of Fame in 1991. He now appears regularly on “Louis
Rukeyser’s Wall Street” on CNBC. Mr. Cappiello is also a frequent guest
on CNN's "Money Line", CNN Financial and CNBC. He is the author of four
books, including "Finding The Next Superstock”. Mr. Cappiello is a
graduate of the University of Notre Dame and Harvard University's
Graduate School of Business Administration.
John Montgomery Managing
Director
John serves as Chief Investment Officer and as a Senior Portfolio
Manager. John Montgomery began his investment career in 1974 as a
special situation analyst at Ferris and Co. and has spent thirty years
as a portfolio manager, investment strategist, and financial analyst.
He has worked for small and large firms but believes that smaller is
better. John received a B.A. in Economics from Georgetown University
(where he was a member of the Adjunct Faculty for twenty years)
and an M.B.A. in Finance from the New York University School of
Business Administration. He is a past President of the Washington
Society of Investment Analysts.
Mark J. Montgomery Managing Director
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DISCLAIMER
This brochure should be read in conjunction with MBC’s ADV part II
filing with the Securities and Exchange Commission (SEC). The ADV
provides background information on key personnel and practices of the
firm. It is available upon request, or by clicking the ADV icon on the
lower left hand side of this page. |
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